What makes RegAcademy different from other online training platforms?
Unlike traditional, dry compliance courses, RegAcademy offers a cinematic learning experience. We use storytelling, engaging visuals, and interactive elements to make learning enjoyable and effective. Plus, our on-demand format allows you to learn at your own pace and on your own schedule.
Are you endorsed or accredited by any Regulator?
Hong Kong – We believe our courses should satisfy CPT requirements for Licensed Representatives and Responsible Officers but are not approved as a recognized institution for providing CPT by the SFC (note that the SFC will not endorse any course for CPT, leaving that determination to the licensed corporation and individual).
United Kingdom – The UK FCA does not endorse or accredit any training provider, but we are applying to become an CISI Accredited Training Partner.
United States – We are applying to become a recognized North American Securities Administrators Association (NASAA) investment adviser representative (IARs) Continuing Education Course Provider.
Singapore – We are not accredited by the Singapore MAS, but will apply to become an Accredited Providers of Prescribed FA-CPD Courses once we have satisfied the pre-requisite requirements.
What topics does RegAcademy cover?
We offer a growing library of courses covering a range of regulatory topics relevant to financial professionals working at asset managers, brokerages, and banks. Browse our course catalog to see our current offerings.
Does the content qualify for regulatory continuing education training (e.g., CPT)?
Hong Kong SFC – Yes, all our courses are designed to satisfy the Compliance, Ethics, and Regulatory requirements (where indicated) set forth in the Commission’s Guidelines on Continuous Professional Training. Please note that there is no requirement for CPT providers to be endorsed and qualified a Hong Kong regulator to offer CPT training, and we are not endorsed by any regulator.
United Kingdom FCA – There’s no single mandatory accreditation or approval scheme for online CPD providers specifically for FCA-licensed individuals. The FCA doesn’t directly accredit or approve CPD providers. Instead, the responsibility for ensuring CPD meets the FCA’s requirements rests firmly with the individual and their firm.
Singapore MAS – No, our courses are not accredited by IBF to be counted toward Core CPD hours. We are in the process of applying for this license.
United States – No, our courses are not accredited by the North American Securities Administrators Association (NASAA). We are applying to become an investment adviser representative (IARs) Continuing Education Course Provider.
Who makes this training?
Our courses are meticulously crafted by a team of experienced professionals, led by a compliance executive with over 15 years of industry experience. He also serves as a lecturer in the Department of Finance at the Chinese University of Hong Kong and is a qualified lawyer in New York and Hong Kong.
Do you do group pricing or custom training?
Yes, we offer special pricing for groups and organizations. We are also happy to develop customized training programs tailored to your organization’s specific needs and requirements. Contact us to discuss your objectives and we’ll be happy to provide a consultation.